Sebi adjudication proceedings hit a decade low as compliance improves, focus shifts to serious violations

“Listed entities and intermediaries have strengthened compliance teams, insider-trading controls, structured digital databases, disclosure committees, surveillance systems and board-level oversight,” said Alay Razvi, managing partner, Accord Juris. “Exchanges and market institutions also use automated tools to detect unusual trading, disclosure delays and client-level irregularities. These systems may prevent smaller breaches or help entities correct issues before formal adjudication begins.”